By Robin Hackney
Fact Checked by Bart Layton
We're pleased to share our solution with hundreds of compliance leaders as an official exhibitor at the 2024 NSCP National Conference, October 28-30 in Dallas, TX.
Already planning on attending and want to meet up?
Reach out to Robin Hackney (Robin.Hackney@aiguardianapp.com) or April Davis (April.Davis@aiguardianapp.com) for more info on where to find us at the conference and where we'll be after the evening networking events.
Who is the NSCP?
The National Society of Compliance Professionals (NSCP) is a nonprofit membership organization dedicated to advancing the expertise of financial services compliance professionals and the long-term success of the compliance profession.
What is the NSCP National Conference?
The NSCP National Conference bills itself as the only conference that's For Compliance, By Compliance. It spans 3 days, and includes educational sessions, discussion groups, networking, and sessions with regulators.
Who attends the NSCP National Conference?
Compliance professionals from the financial services industry across North America, including investment advisers, broker dealers, private funds, investment companies, hedge funds, private equity firms, insurance companies and other financial services companies attend the conference, alongside attorneys and regulators from the SEC and FINRA.
The conference is focused on the compliance professional interested in receiving practical advice on challenges with regulatory involvement and culture risk, and building specialized skills in compliance, while obtaining continuing education credits and attending networking events with their peers.
Why is AI Guardian exhibiting at the NSCP National Conference?
The NSCP Conference poses a rare opportunity for us to see so many of our customers and regulators together at one time under one roof. We're constantly iterating and improving, constant feedback on our product makes us better, and there's no better feedback than real-time in-person feedback.
What are some of this year's topics at the NSCP National Conference?
This year's topics include Regulatory Implications for Artificial Intelligence, Artificial Intelligence on the Rise, Cybersecurity Risk Management, Preparing for SEC Examinations, Responding to Regulatory Investigations and Inquiries, open forum regulatory panels with SEC Examination Leaders, and dozens more topics noted here: https://www.national.nscpconferences.org/agenda
How can I attend the NSCP National Conference?
Visit https://www.national.nscpconferences.org/rates for details. Registration for the conference is closed as of Monday, October 14th.
What if I can't make it this year?
If you can't make it, consider NSCP membership, which gets you access to forums, discussion groups, and NSCP Currents Live webinars - like the one we participated in back in August, Exploring AI and Technology Compliance Challenges in Financial Services. Meanwhile, the NSCP National Conference is an annual event - we hope to see you there next year!
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